James Lukezic - The Role of the SEC

As someone who has worked in the financial and investment field for many years, James Lukezic understands the role of the SEC quite well.

The SEC (‘Securities and Exchange Commission) was created by the United States Congress to monitor the American stock market. It holds supervisory power that extends to insider deals, as well.

Foundation

The organization was founded in 1934 in the middle of the Great Depression, five years after the infamous Black Friday when Wall Street crashed. The hope behind the process was to restore the lost confidence in the capital markets. The organization wanted to achieve this by monitoring every phase of the financial processes, making sure that the companies (as well as the brokers and dealers) conduct themselves in an honest and ethical manner.

The Whistleblower Program

The whistleblower program was created after the 2010 Dodd-Frank Wall Street and Consumer Protection Act, and is arguably the most powerful “weapon” in the hands of the SEC. It offers high rewards to those who share information that ultimately leads to certain law enforcement actions.

Organizational Structure

The president appoints the five commissioners, and one of them is elected as the chairman. To make sure that no political group can gain too much influence, it is mandated that a maximum of three members can come from the same political party. The organization consists of five divisions and has a grand total of 23 offices. The duties include interpretation and enforcement of certain financial rules, as well as overseeing the securities market and coordinating the regulatory processes.

As an experienced fiduciary, James Lukezic cannot emphasize just how important the role of the SEC is.
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James Lukezic - Importance of Volunteerism

As someone who consistently volunteers to help various special needs organizations, James Lukezic understands the importance of giving back. As much as this process is about the aspects of giving and not necessarily about getting something in return, the volunteers benefit from the practice, too.

 It Helps You Strengthen Relationships

Sharing an interest with someone is a special bond that can fuel relationships between people from all walks of life. If you volunteer with someone who you’re already in a relationship with, the bond between the two of you can strengthen even further. Volunteering also strengthens your ties to your local environment.

It Improves Your Interpersonal Skills

Having advanced interpersonal skills is one of the most relevant tools in a work environment. If you become a volunteer, you will frequently meet with a group of people who share at least one, but likely many more interests. That makes this process very similar to those that are usually present in a work environment.

It Helps You Bond with Your Family

If you have a young child or children, volunteering together can offer even more advantages. It is well-known that a child often learns certain patterns from their close environment. Showing some social sensibility is important because it teaches them to care for others and develop empathy.
Most frequent volunteers, such as James Lukezic, believe that pursuing this passion is the most rewarding when it comes from a place of genuine concern. However, if more people were to realize that the process can also offer actual advantages to the volunteers, the organizations would be in much better shape.