James Lukezic - The Role of the SEC

As someone who has worked in the financial and investment field for many years, James Lukezic understands the role of the SEC quite well.

The SEC (‘Securities and Exchange Commission) was created by the United States Congress to monitor the American stock market. It holds supervisory power that extends to insider deals, as well.

Foundation

The organization was founded in 1934 in the middle of the Great Depression, five years after the infamous Black Friday when Wall Street crashed. The hope behind the process was to restore the lost confidence in the capital markets. The organization wanted to achieve this by monitoring every phase of the financial processes, making sure that the companies (as well as the brokers and dealers) conduct themselves in an honest and ethical manner.

The Whistleblower Program

The whistleblower program was created after the 2010 Dodd-Frank Wall Street and Consumer Protection Act, and is arguably the most powerful “weapon” in the hands of the SEC. It offers high rewards to those who share information that ultimately leads to certain law enforcement actions.

Organizational Structure

The president appoints the five commissioners, and one of them is elected as the chairman. To make sure that no political group can gain too much influence, it is mandated that a maximum of three members can come from the same political party. The organization consists of five divisions and has a grand total of 23 offices. The duties include interpretation and enforcement of certain financial rules, as well as overseeing the securities market and coordinating the regulatory processes.

As an experienced fiduciary, James Lukezic cannot emphasize just how important the role of the SEC is.
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James Lukezic - Becoming an Expert Sommelier

James Lukezic is a fine wine expert who regularly holds wine tasting events in New York City. Becoming a highly coveted sommelier like him requires the simultaneous presence of skill and devotion. But how to actually start? Here are a few tips.

Learn the Process

You can start by signing up for a wine tasting course that will help you learn some basics. While one’s taste can vary when it comes to wines, the wine tasting process – by professional standards – remains the same.

The Five Main Characteristics

How sweet is your wine? What about its acidity level? How dry it is? What kind of fruits can you taste in it? What can you tell about its body? Learning to find and differentiate these characteristics in a wine will allow you to accurately pin-point its vintage and to determine its quality.

Attend a Seminar

Once your taste bulbs are capable of recognizing previously mentioned qualities and you develop a core base for the abilities you will need as a sommelier, attending a seminar is definitely the next step. If you find the right place with a good reputation, they can likely show you every trick in the book. How you have to concentrate on the feel at the top of your tongue when tasting to determine a wine’s sweetness, or the fact that a wine with a higher viscosity clings onto the side of your glass a little longer.

There is such a thing as a natural in wine tasting, but even if you have that innate ability with finely-tuned senses like James Lukezic, attending a course can help you to utilize your skills better.
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James Lukezic - Introduction to the American Helicopter Society

James Lukezic has worked as a financial advisor in fiduciary governance for over thirteen years. While he is passionate about his job, Mr. Lukezic has many other interests as well. As a result, Mr. Lukezic is not just a member of the NYC Fencer’s Club, but also the American Helicopter Society (AHS).

The AHS is a non-profit technical organization designed for scientists, engineers, and others working on or interested in helicopters, or any form of vertical flight technology. Currently the organization has two dozen active chapters around the world. AHS has over 70 corporate members, and 28 educational members.

The AHS was created in 1943. In the beginning the society was primarily known for the publishing of a vertical flight technology magazine called, “Vertiflite”. The AHS would also publish “The Journal of the American Helicopter Society (JAHS). The purpose of these publications, and the society itself has always been to “enhance the understanding of vertical flight technology”.

The AHS official website states that the non-profit organization’s vision is, “To provide global leadership for scientific, technical, educational, and legislative initiatives that advance the state-of-the-art of vertical flight.”

The AHS accomplishes their goals in many ways, including awarding $50,000 in annual scholarships. The organization also sponsors an annual student design competition to encourage innovation and youth development. The AHS is the world’s oldest and largest technical society that is dedicated to understanding vertical flight.

James Lukezic became a part of the AHS because of his interest not just in helicopters and other flying devices, but to make a contribution to the community.

Source(s): https://en.wikipedia.org/wiki/AHS_International

James Lukezic - ERISA Explained

James Lukezic is a financial advisor that specializes in retirement plans, services, and fiduciary governance. He has over thirteen years of experience in the field, working for a variety of clients. Mr. Lukezic’s experience and skill set allowed him to become the Director of Investments with Oppenheimer & Company, Inc. Mr. Lukezic’s position within the company requires a substantial knowledge of ERISA, also known as the Employee Retirement Income Security Act.

ERISA is an important part of retirement planning, as the act was designed to protect the assets of millions of Americans to ensure that the funds placed in retirement plans would still be there when employees retired. The real purpose of ERISA was to establish standards for retirement plans.

If an employer has a pension plan, ERISA enforces certain rules that must be associated with those plans. For instance, ERISA specifies at what time an employee must be allowed to become a pension plan participant, how long they have to work before they have a non-forfeitable interest in their pension, how long an employee can be away from a job before it affects benefits, and whether their spouse has a right to part of the pension in the event of death.

It is important to note that though ERISA establishes strict standards for a pension plan, it does not require an employer to establish a pension plan. IF an employer does choose to have a benefits plan however, they must abide by ERISA regulation. That is why fiduciary advisors like James Lukezic have such a familiarity with the act.

Source(s): http://webapps.dol.gov/dolfaq/go-dol-faq.asp?faqid=225

James Lukezic - What you Should Know About the America Helicopter Society

James Lukezic is a successful finance professional who is involved with the American Helicopter Society. He is well-educated and experienced in the financial industry. He is a Director of Investments with Oppenheimer & Company, Inc. and a successful fiduciary advisor. When he is not working with his clients, he enjoys learning about vertical flight technology.

 The American Helicopter Society is the oldest and largest technical society that is dedicated to studying and understanding vertical flight technology. It was founded in 1943, and it is a nonprofit organization. In 1943, the first helicopter was put into service in the United States. That technological feat catalyzed the creation of the American Helicopter Society. This society provides interested parties with a forum to discuss technology and information on vertical flight.

The American Helicopter Society is the world’s first professional vertical flight technical society. The members of this society are focused on providing “an international forum through which to expand the body of knowledge of vertical flight.” This society is also “the global resource for information on vertical flight technology.”

The goal of this society is to providing leadership on a global level for technical, scientific, educational and legislative initiatives that could possibly advance vertical flight technology. The American Helicopter Society organizes and co-sponsors annual regional and international conferences. These conferences allow professionals to come together to share new research and theories. The society also publishes The Journal of the American Helicopter Society. James Lukezic has an interest in vertical flight technology and is a member of this society.

Source:
https://vtol.org/who-we-are/about-ahs
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James Lukezic - Three Tips for Working with Clients

James Lukezic is a financial professional who is experienced with working with clients. While he was with Merrill Lynch & Company, Citigroup Global Markets, Bank of America, and Wells Fargo, his responsibilities included developing new business relationships and maintaining existing business relationships. Financial and fiduciary advisors often work directly with clients. In order to succeed as an advisor, it is important to be able to develop strong client relationships.

Trust is essential in finance. Clients entrust their financial advisors with confidential information, and trust them to provide sound advice. As a financial advisor, your main goal should be to develop trust in your client relationships. If your clients know that they can rely on you, they will most likely stay with you for several years.

Another tip for working with your clients is to listen to them. You should take the time to listen to their financial needs and concerns. You will be able to provide them with better advice if you fully understand what your clients are hoping for in their finances. You are more likely to have a better working relationship with your clients if they feel as though you are listening to them.

Communication is also key in this industry. You can develop great working relationships with your clients if you communicate with them. This will demonstrate that you are keeping up with their portfolios, and that you are cognizant of their needs. James Lukezic is a financial advisor who has experience as a relationship manager. He always works hard to develop strong business relationships.
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